-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D0+VS2ywd1NPM1TjgzNmWvvt/H7I4g/7ibw9IJ3YwugOzj/75AVVePOqgK9G9xFT FThxQWCyV0RDJ7QIwiLm4A== 0001199835-09-000637.txt : 20091030 0001199835-09-000637.hdr.sgml : 20091030 20091030153925 ACCESSION NUMBER: 0001199835-09-000637 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20091030 DATE AS OF CHANGE: 20091030 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Singer Douglas Mark CENTRAL INDEX KEY: 0001458700 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 9833 E. DREYFUS AVENUE CITY: SCOTTSDALE STATE: AZ ZIP: 85260 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARI NETWORK SERVICES INC /WI CENTRAL INDEX KEY: 0000879796 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 391388360 STATE OF INCORPORATION: WI FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42176 FILM NUMBER: 091148052 BUSINESS ADDRESS: STREET 1: 11425 WEST LAKE PARK DRIVE STREET 2: SUITE 900 CITY: MILWAUKEE STATE: WI ZIP: 53224-3025 BUSINESS PHONE: 414 973-4300 MAIL ADDRESS: STREET 1: 11425 WEST LAKE PARK DRIVE STREET 2: SUITE 900 CITY: MILWAUKEE STATE: WI ZIP: 53224-3025 SC 13D/A 1 douglas_singer-sc13da1.htm DOUGLAS M. SINGER (ARI NETWORK SERVICES, INC.) SC 13D douglas_singer-sc13da1.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 1) *

ARI Network Services, Inc.

(Name of Issuer)

Common Stock, $0.001 par value
(Title of Class of Securities)

001930205
(CUSIP Number)

Thomas J. Morgan, Esq.
Lewis and Roca, LLP
40 North Central Avenue
Phoenix, Arizona 85004
(602) 262-5712
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)

October 23, 2009
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement of Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of § 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box .          o

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See § 240.13d-7(b) for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this coverage page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 
 

CUSIP No.:285716106
Page 2 of 4


 1.
 Names of Reporting Persons
 I.R.S. Identification Nos. of above Persons (entities only).
 
 Douglas M. Singer
 2.
 Check the Appropriate Box if a Member of a Group (See Instructions)
 (a)           o
 (b)           o
 
 3.
 SEC Use Only
 
 
 4.
 Source of Funds (See Instructions)
 
 PF
 5.
 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)          o
 
 
 6.
 Citizenship or Place of Organization
 
 United States of America
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH
 7.
 Sole Voting Power
 
 666,822
 8.
 Shared Voting Power
 
 None
 9.
 Sole Dispositive Power
 
 666,822
 10.
 Shared Dispositive Power
 
 None
 11.
 Aggregate Amount Beneficially Owned by Each Reporting Person
 
 666,822
 12.
 Check if the Aggregate Amount in Row 11 Excludes Certain Shares  (See Instructions)           o
 
 
 13.
 Percent of Class Represented by Amount in Row (11)
 
 8.7%
 14.
 Type of Reporting Person (See Instructions)
 
 IN
 

 
 
 

CUSIP No.:285716106   
Page 3 of 4
 
Item 1.   Security and Issuer
     
 
(a)
Common Stock, $0.001 par value
 
(b)
ARI Network Services, Inc.
    11425 West Lake Park Drive
    Milwaukee, Wisconsin 53224
     
Item 2.   Identity and Background
     
  (a) Name: Douglas M. Singer
 
(b)
Business Address: 9833 East Dreyfus Avenue
    Scottsdale, Arizona 85260
 
(c)
Occupation: Private Investor
  (d)   Criminal Convictions in Last Five Years: None
 
(e)
Civil Proceedings Regarding Securities Violation in Last Five Years: None
  (f)  Citizenship:  United States of America
     
Item 3.   Source and Amount of Funds or Other Consideration
   
  Personal funds.
   
Item 4.  Purpose of Transaction
 
The shares have been acquired through market and negotiated transactions for investment purposes.  The reporting person may acquire additional shares in the open market, in private transactions or otherwise depending on various factors, including general market and industry conditions, and the issuer’s financial condition and results of operation.  The reporting person will continue to review his holdings and the factors set forth above and may consider certain types of transactions set forth in paragraphs (a) through (j) of Item 4 of Schedule 13D.  No such transactions are currently contemplated.

Item 5.  Interest in Securities of the Issuer  
         
  (a)  Douglas M. Singer directly holds 666,822 shares or 8.7% of the total outstanding common shares of ARI Network Services, Inc.
         
  (b) (i) Sole power to vote or to direct the vote:  666,822
    (ii)  Shared power to vote or direct the vote: 0
    (iii)  Sole power to dispose or to direct the disposition of the shares: 666,822
    (iv)  Shared power to dispose or to direct the disposition of the shares: 0
         
 
(c)
(i)
Douglas M. Singer
 
 
 
 
 

CUSIP No.:285716106   
Page 4 of 4
 
   
(ii)-(iv)
   
 
Date
Amount of Securities
Price Per Share
9/15/2009
   (2,000)
 $    0.87
9/15/2009
    (2,000)
 $    0.87
9/29/2009
     (1,000)
 $    0.90
9/29/2009
   (1,000)
 $    0.90
10/2/2009
        (850)
 $    0.90
10/5/2009
        (500)
 $    0.85
10/5/2009
        (500)
 $    0.90
10/5/2009
        (190)
 $    0.90
10/5/2009
       (500)
 $    0.90
10/5/2009
       (600)
 $    0.90
10/6/2009
        (500)
 $    0.85
  10/23/2009
     (9,150)
 $    0.63
  10/23/2009
   274,000
 $    0.62
  10/23/2009
    (4,000)
 $    0.63
  10/23/2009
    (4,000)
 $    0.63
 
   
(v)
All purchases except the October 23, 2009 purchase were made in open market transactions through the OTCBB.  The October 23, 2009 purchase was a privately negotiated transaction.
       
Item 6.
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
       
  None.  
       
Item 7.    Material to Be Filed as Exhibits
       
  None.  
 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
       
October 29, 2009
 
/s/ Douglas M. Singer    
Date    Douglas M. Singer    

 
 

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